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Tag Archives: Stewart Malloy

Morgan Stanley’s Stewart Malloy Charged With Failing To Testify to FINRA

By Gregory Tendrich, P.A. | Posted on August 28, 2018

Stewart Clinton Malloy (CRD: 1029931) is a former registered representative of Morgan Stanley located in Riverhead, New York. Financial Industry Regulatory Authority (“FINRA”) Department of Enforcement filed a Complaint against Malloy on August 24, 2018 (Disciplinary Proceeding #2016051299201) alleging that he violated FINRA Rules 8210 and 2010 by twice failing to testify in an… Read More »

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