Skip to main content

Exit WCAG Theme

Switch to Non-ADA Website

Accessibility Options

Select Text Sizes

Select Text Color

Website Accessibility Information Close Options
LPL to acquire Commonwealth - No Specifics Announced On Retention Bonuses Learn More
Close Menu
Gregory Tendrich, PA Gregory Tendrich, PA
  • CALL TO SCHEDULE A CONSULTATION

Tag Archives: Florida Unsuitable Investments Lawyers

Top Firms Settle with SEC over Puerto Rican Junk Bonds

By Gregory Tendrich, P.A. | Posted on November 25, 2014

The U.S. Securities and Exchange Commission announced this week that 13 top financial firms have settled charges against them alleging that they inappropriately sold Puerto Rican junk bonds to retail investors. The firms, including Charles Schwab, JP Morgan, and UBS, have all agreed to pay penalties ranging between $54,000 and $130,000, without admitting any… Read More »

Contact Us

By submitting this form I acknowledge that form submissions via this website do not create an attorney-client relationship, and any information I send is not protected by attorney-client privilege.

Skip footer and go back to main navigation