Tag Archives: Florida Stockbroker Fraud Lawyer
What to Do If You Were a Victim of Excessive Trading (Churning)?
Recently, the SEC Office of Investor Education and Advocacy released an official alert warning investors to be on the lookout for broker excessive trading. Excessive trading, also known as churning, occurs when a broker or broker-dealer make unnecessary transactions on an investor’s account, solely for the purpose of generating increased commissions and fees for… Read More »
