Tag Archives: FINRA arbitration
FINRA Arbitration Statistics Shed Light on Securities Disputes
As a principal forum for dispute resolution in the securities context, FINRA has overseen thousands of arbitration and mediation proceedings. In simple terms, arbitration is an often-required method of resolving disputes between investors and their brokers or brokerages, in which a FINRA arbitrator provides a binding decision on both parties. And mediation is a… Read More »
