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Tag Archives: Boca Raton Securites Arbitration Lawyer

Supreme Court Upholds and Adjusts “Fraud on the Market” Theory

By Gregory Tendrich, P.A. |

On June 23, 2014, the United States Supreme Court issued its ruling in the case of Halliburton v. Erica P. John Fund, Inc., closing the door on a question of extreme importance to securities fraud law. At the heart of the Halliburton case was a legal theory known as “fraud on the market.” As… Read More »

Top 10 Investor and Small Business Threats

By Gregory Tendrich, P.A. |

The North American Securities Administrators Association (“NASAA”)—of which Florida’s Office of Financial Regulation is a member—is an organization made up of state securities regulation agencies. It endeavors to root out financial and securities fraud. And every year, the NASAA releases a helpful top 10 list of the “financial products and practices that threaten to… Read More »

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