Recent Blog Posts
New Rule Limits Self-Trading
Algorithmic trading—highly technical and advanced computerized financial trading of large amounts of securities—is here to stay. What began as a tool for institutional investors has exploded in popularity in recent years. According to a 2011 report from New York University, between 3,000 and 15,000 of these computerized orders are processed every day, totalling about 30… Read More »
State Files Complaint Against Boca Money Manager
State regulators claim that a Boca Raton money manager happened to give a janitor together with his wife wrong investment advice. As a result, the couple ended up losing almost all of their $70,000 investment. The manger is the host of a financial radio show. The office in charge of Financial Regulations in Florida… Read More »
Real Estate Investment Trusts (REITs) and Non-Exchange Traded REITs
Real Estate Investment Trusts (REITs) are companies that invest in real estate, owning and often operating income-generating properties and mortgages. They are eligible for a reduction in or an exemption from corporate tax on fulfilling certain stipulated conditions which includes the requirement to distribute at least 90% of their total income before tax, to… Read More »
The Hidden Dangers of ETFs That Can Lead To Lost Savings
Exchange traded funds (ETFs) have in recent years become one of the most popular investment vehicles for small to mid-sized investors. ETFs are attractive for many average investors because of the relatively low investment required. Investors also often choose ETFs because they are traded on the stock exchange and can be purchased through a… Read More »
Securities Attorney Boca Raton – FAQ’s
Greg Tendrich is a securities attorney based in Boca Raton, FL. He has worked for both brokerage firms and investors. He will represent any investor who has a valid claim against their stock broker, their financial advisor, insurance agent, investment advisor, or bank officer: anyone who has sold an investment to an individual. When… Read More »
Securities Fraud Attorney Boca Raton Florida – FAQ’s
Gregory Tendrich’s practice is devoted to securities litigation in Boca Raton, FL. He spent ten years as an in-house lawyer for major stock brokerage firms. About ten years ago he decided to open his own practice representing investors and stock brokers with regulatory matters. It is a very specialized practice. There is no typical… Read More »